Did your broker or financial advisor...

1. Recommend risky investments?
2. Excessively trade your account?
3. Execute unauthorized trades?
4. Over-concentrate your portfolio?
5. Make material misrepresentations and omissions?
6. Excessively use margin without your permission?
7. Excessively trade options?
8. Recommend unsuitable investments for retirement?
9. Sell you auction rate securities?
10. Sell you bank preferred shares?
11. Sell you Lehman Principal Protected Notes?
12. Sell you Schwab Yield Plus Funds?
13. Sell you junk or church bonds?
14. Fail to limit losses?
If you answered YES, to any of these questions or you feel you may have a claim for recovery against your broker and brokerage firm call us today
ALL CONSULTATIONS ARE FREE
*NO FEE IF NO RECOVERY
*CLIENTS RESPONSIBLE FOR COSTS

SIGNS YOU HAVE A CLAIM

  • RETIREMENT OR IRA LOSSES
  • NO DOWNSIDE WARNINGS
  • ORDER TICKETS ALWAYS MARKED “UNSOLICITED”
  • FREQUENT TRADES OF MUTUAL FUNDS OR ANNUITIES
  • BROKER OVER PROMISED
  • NOBODY WILL RETURN YOUR CALLS
  • BROKER PRESSURES YOU
  • TRADES ARE PLACED CONSTANTLY
  • BROKER SOLD CDO'S OR CMO'S
  • TOLD INVESTMENTS WILL ALL BOUNCE BACK

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MILLIONS OF DOLLARS in claims brought on behalf of investors before FINRA. 9 out of 10 cases brought by Soreide Law Group has resulted in a monetary settlement for the investor.*